Sr Vice Presidents

CGIS Securities LLC
Miami, FL Full-time
Posted on February 9, 2020
CGIS Securities LLC seeks Sr. Vice Presidents Investments to work in Miami, FL to originate, develop, maintain, and service retail and institutional clients. Manage a multimillion portfolio of high net worth individuals. Execute approved trades for key clients of the broker-dealer on a daily basis, develop new and existing trading procedures, and develop new client relationships. Work with our CEO to develop key institutional counterparty relationships. Oversee and implement trading desk operational policies and procedures and maintain corrective action plans in response to compliance, audit, and regulatory agency findings. Bachelor's degree in Finance, Business Administration, Economics, Mathematics, Engineering or related + 5 yrs exp in Wealth Management, Investment Advisory, Financial Analysis or Financial Operations and Compliance. 20% travel reqd. Send resumes to